Procedure for inclusion of financial instruments in T+ List and Т+ Collateral List
Rules of conduct of clearing activities under transactions with financial instruments
Annex 2 (Application for refund of guarantee fee)
Annex 3 (Application to assign the sign of voluntary provider with respect to the client clearing account on the stock market)
Annex 4 (Application to determine parameters of aggregated trading and clearing account)
Annex 5 (Property Pool agreement)
Procedure for opening, maintaining and closing of trading and clearing accounts
Regulation for Conduct of Clearing Sessions Under Transactions with Central Counterparty
Clearing Participant Regulation
Annex 1 (Requirements to candidates to obtain the status of the clearing participant of KASE Clearing Center JSC)
Annex 2 (List of documents to be submitted to obtain the status of the clearing participant of KASE Clearing Center JSC)
Annex 2-1 (List of documents to be provided by the candidate – an electronic trading system participant to obtain the status of a clearing participant of KASE Clearing Centre JSC)
Annex 3 (Application for assigning the clearing participant status and acceding the clearing service agreement)
Annex 4 (Clearing Service agreement)
Annex 5 (Sizes of guarantee fees into clearing guarantee funds of stock markets)
Annex 6 (Request for assigning change of the category of the clearing participant)
Annex 7 (List if documents to be submitted to the Clearing Center by its clearing participants being legal entities of the Republic of Kazakhstan)
Annex 8 (List of documents to be submitted by clearing participants being foreign legal entities and AIFC participants)
Annex 9 (Card of self-evaluation of the Risk Management System)
Annex 10 (Actions for concealment or late disclosure of information)
Annex 11 (Consent to receive confidential information)
Instruction for Issue, Placement, Circulation and Redemption of Clearing Participation Certificates
Methodology for determination of settlement prices of securities
Methodology for calculation of projected values of clearing funds
Methodology for calculation of sizes of clearing funds
Regulation on clearing fees and forfeits
